Pre-Arrest Diversion – An Effective Model Ready for Widespread Adoption

By: Greg Frost

Collaboration Diversion Policing November 23, 2020

With the growing recognition of the need to create alternatives to arrest and prosecution for low-level offenses, many innovative diversion alternatives are emerging. While there are effective post-arrest (or post-booking) diversion programs, changing the traditional criminal justice system in meaningful ways takes bold leadership and vision.

Tallahassee and Leon County, Florida, leaders have taken the bold step to create a community partnership that diverts first-time misdemeanor offenders to a pre-arrest behavioral health intervention program. The Pre-arrest Diversion Program (PAD) is now seen as a successful alternative to arrest and a law enforcement tool for improving public safety and community-police relations.

One of the factors that makes PAD unique is that it’s pre-arrest. The PAD program started in 2013 as the first program in Florida — and based on extensive research, possibly the first in the nation — to give law enforcement officers the formal discretion to divert a misdemeanor offender away from the traditional criminal justice system without first making an arrest, either a physical arrest or issuing a citation-in-lieu of physical arrest. Even though incarceration and prosecution may be avoided by post-arrest diversion, in most states the offender still has an arrest record with the arresting agency. It is well documented that having an arrest record jeopardizes current and future employment, compromises student loans, and blocks access to certain housing opportunities. Because the PAD program is pre-arrest, successful diversion and program completion means the offender does not have an arrest record. Program participation is tracked through an online application available to all law enforcement agencies.

The PAD program expands the concept of Florida’s successful Juvenile Civil Citation program to adults. Also known as an adult civil citation program, the PAD model provides an alternative to arrest for many low-level misdemeanor offenses that result from an error in judgment, out of control emotions, or someone simply making a mistake. Eligible offenses approved for diversion by Tallahassee and Leon County law enforcement officers include disorderly conduct, trespass, criminal mischief, petit theft, underage possession of alcohol, possession of marijuana under 20 grams, possession of drug paraphernalia, non-domestic simple battery, and non-domestic simple assault.

Based on the offender not having an arrest record and cooperating fully with the law enforcement officer, as well as consideration of the victim’s input, the officer has the discretion to offer diversion into the PAD program. An offender can voluntarily choose not to participate in the PAD program and instead opt for their day in court. If diversion is accepted, the offender enters an intervention program operated by DISC Village – a non-profit behavioral health agency in Tallahassee. During program intake at DISC Village each person receives a behavioral health assessment and is screened for drug use. Based on the results, an individualized intervention plan is developed. The participant then has 90 days to complete the intervention plan, as well as a mandatory 25 hours of community service. Participants pay the behavioral health company $350 for the intervention services. This is approximately the same cost as court fines and fees if they were to be criminally prosecuted. Payment plans and waivers are available for those who cannot afford the PAD fee. No one is denied participation for the inability to pay. Failure in the program results in the participant being arrested and prosecuted for the original offense.

Avoiding a criminal arrest record has proven to be a great incentive, and the evidence-based intervention services provided by DISC Village have significantly impacted recidivism for participants. Since the PAD program started in March of 2013, law enforcement officers with the Tallahassee Police Department and the Leon County Sheriff’s Office have diverted over 1,000 offenders. Of the nearly 80% of diverted offenders who successfully complete the program, only 6% were subsequently rearrested. Data used to determine the rearrest rate was provided by the Florida Department of Law Enforcement to the program’s evaluator at Western Carolina University. The statewide data reflected arrests for PAD participants in any Florida jurisdiction following participation in the program.

Improving public safety by reducing recidivism is a primary goal of the PAD program. A 6% rearrest rate is a significant reduction when compared to offenders prosecuted through the criminal justice system.  While there is little formal research related to recidivism for first-time misdemeanants, in Leon County prior to the PAD program the estimated recidivism rate for this category of offenders was 40%. A long-term study conducted by the Oregon Criminal Justice Commission found the average rearrest rate was approximately 45% for first-time misdemeanor offenders processed through Oregon misdemeanor courts.

There are many benefits for using pre-arrest diversion. The offender and law enforcement receive the most obvious – improved efficiency for the officer and the offender has an opportunity to avoid an arrest record and receive intervention services. The program also reduces the workload for the already overloaded misdemeanor court system. During FY15, over 65,000 adults with no prior record were arrested in Florida and charged with a misdemeanor offense. If PAD programs were adopted throughout the state a significant portion of these individuals could have been directly diverted by law enforcement.  The unnecessary and long-lasting harm that arrest records cause people who are not a true threat to public safety, could have been avoided and scarce criminal justice resources used for more important cases.

Long-term reform is only possible when community leaders decide to break away from the cycle of arrest and rearrest that results from the current revolving-door approach of the criminal justice system. There are many people for whom incarceration is necessary because they are a true threat to public safety. However, as most law enforcement officers will confirm, there are many times when a crime is committed as a result of heated emotions or poor judgment… we all make mistakes. Under these circumstances, a community is better served if officers are given the discretion to divert away from the criminal justice system, and instead of making an arrest the offender receives intervention services that improve public safety.

There is no doubt that in Tallahassee and Leon County, due to bold community leadership, law enforcement officers have an effective tool for handling first-time misdemeanor offenders. Lives of hundreds of people have remained intact because they avoided an arrest record, public safety has improved through reduced recidivism, law enforcement relations with the community improved because officers have an alternative to arrest, and the community partnership has no cost for the local government. With these types of outcomes, the PAD program is a model ready for widespread adoption.

This post originally appeared on the blog of the International Association of Chiefs of Police. 

Advancing Reform: SJC Sites Make Significant Changes to Law Enforcement and Behavioral Health Services Funding

By: Ashley Krider

Community Engagement Policing November 2, 2020

Prompted by recent cries for police reform across the U.S., many jurisdictions have made or promised significant changes to law enforcement funding, frequently allocating additional funding to behavioral health and community services. Many sites are exploring or expanding community-based emergency first response as an alternative to police response to individuals experiencing crisis and those with mental health needs.

As technical assistance providers to the Safety and Justice Challenge, Policy Research, Inc. (PRI) has compiled an ongoing list of examples of this shift across the country, to serve as a resource to other communities who may be considering their own reform.

Here are some examples of changes in SJC sites:

  • Baltimore, Maryland: In June, the City Council approved a $22.4 million (less than 5%) cut to the Police Department’s $550 million 2021 budget, including nearly $7 million from overtime spending.
  • Portland, Oregon: In late 2019, the city announced a similar program to CAHOOTS, Portland Street Response (PSR), which takes police off of low-priority 9-1-1 calls and instead sends a new branch of first responders, trained in behavioral health, to address issues related to people experiencing homelessness or mental health crises. In June, the Portland City Council approved $4.8 million funding for PSR, along with a 3% reduction (about $15 million) to the Portland Police Bureau budget.
  • Los Angeles, California: In June, the Los Angeles City Council voted to cut $150 million (of an $1.8 billion total budget) from the city’s police department budget, halting a planned increase in funding. The $150 million will be redirected toward community-building projects and health and education initiatives in minority communities. ­In July, the city council announced plans to expand a pilot program to create a new police bureau focused on community policing, relying on guidance from community leaders, representatives from city hall, and others.
  • New York City, New York: In July, the New York City Council approved shifting roughly $1 billion away from the $6 billion annual Police Department budget. The budget also shifts school safety and homeless outreach away from police. New York City’s Crisis Management System (CMS) program deploys teams of credible messengers who mediate conflicts on the street and connect high-risk individuals to services that can reduce the long-term risk of violence. In the last three years, the Crisis Management System has contributed to a 15% decline in shootings in the 17 highest violence precincts in New York City. In early June, Mayor Bill de Blasio announced that he plans to increase CMS spending by ten million dollars, hire additional workers, and expand programs to Soundview, Jamaica, Crown Heights, Flatbush, and Canarsie.
  • Albuquerque, New Mexico: In June, the Mayor announced the formation of a new department, Albuquerque Community Safety, designed to relieve stress on the city’s police. Instead of the police or fire departments responding to 9-1-1 calls related to homelessness, addiction, and mental health, the new division will deploy unarmed personnel made up of social workers, housing and homelessness specialists, and violence prevention coordinators. Mayor Keller stated that the department’s creation will start with a focus on “restructuring and reallocating resources” that the city is already investing in different areas, saying he anticipated “tens of millions of dollars that will move” with the department’s creation.
  • Philadelphia, Pennsylvania: In June, the City Council approved a 2021 fiscal year budget that reduced police department funding by $33 million and allocated $45 million into affordable housing, arts funding, and social services addressing poverty.
  • San Francisco, California: In July, the Mayor announced a $120 million cut from the city police and sheriff’s departments over the next two years, redirecting funding toward addressing disparities in the Black community including in housing, mental health and wellness, workforce development, economic justice, education, advocacy, and accountability.
  • Durham, North Carolina: In June 2019, the city council voted against hiring 18 new patrol officers after a public campaign led by Durham Beyond Policing. The city is now exploring a new “community safety and wellness task force” instead. While the city’s 2021 budget did include an increase of $1.2 million for the police department, $1 million was also added for a Community Health and Safety Task Force to “potentially take on some of the responsibilities of policing the city over time.”

Many jurisdictions around the country are also taking a hard look at the wisdom of continuing to place police in schools. Several SJC sites that have pledged to remove or removed police from schools include:

  • Portland, Oregon: In June, the Portland Public Schools superintendent announced that it will discontinue the regular presence of SROs. New investments in counselors, social workers, and culturally specific partners were proposed.
  • Milwaukee, Wisconsin: The Board of School Directors voted unanimously in June to terminate its contract with the Milwaukee Police Department in its public schools.
  • Madison, Wisconsin: The school board voted unanimously in June to end its contract with the Madison Police Department for SROs.
  • Portland, Maine: The school board voted in July to remove SROs from Deering and Portland High School. Money previously allocated for SROs will be diverted toward programs like “supporting security at large events and de-escalation training for staff.”

COVID-19 and the nationwide racial equity and justice protests over the past few months have shifted the ground beneath much of the advocacy and work that we do. We are faced with an opportunity and responsibility to not only respond to the changing landscape of criminal justice and behavioral health fields, but to advance reform.

—Ashley Krider is a Senior Project Associate at Policy Research, Inc.

Criminal Justice Leaders Must Adopt A Public Health Approach To COVID-19

By: Marlene Biener

Community Engagement COVID Policing July 13, 2020

The prolonged outbreak of COVID-19 has drawn attention to the importance of integrating a public health framework to criminal justice system responses. In recent weeks, the need for this approach has only become greater following increases in arrests, particularly of protesters, in jurisdictions aiming to reduce jail populations as a response to increased health risks from COVID-19.

As a strategic ally in the Safety and Justice Challenge, the Association of Prosecuting Attorneys has partnered with a wide array of criminal justice stakeholders, including the National Association of Criminal Defense Lawyers, the Center for HIV Law & Policy, and Community Oriented Correctional Health Services, to call for a public health-oriented approach to the COVID-19 crisis. You can read the principles here. Our key recommendations include releasing people who are incarcerated in compliance with clear public health recommendations and established public safety release criteria; limiting new admissions; addressing violations of COVID-19-related directives, such as the use of protective gear and social distancing, in a manner that is consistent with public health considerations rather than criminalization; drawing inspiration from existing innovations that promote the integration of public health priorities into the justice system; and making connections among public health organizations, researchers, and criminal justice stakeholders.

Two examples of SJC sites which have innovated to promote the integration of public health priorities into the justice system are Pennington County, South Dakota, and Deschutes County, Oregon:

  • Pennington County’s “Care Campus” centralizes social services with a single point of entry in a co-located campus that streamlines everything, allowing individuals to immediately get the help they need. It houses a detox treatment, Safe Solutions program, Crisis Care Center, Quality of Life Unit, and Pennington County Health and Human Services, under one roof. The complex houses residential alcohol and drug treatment services, too. Individuals facing a crisis can walk in and do not need to wait for police to intervene. A recent study showed that 64 percent of admitted individuals were self-referred. This facility reduces the burden on the justice system and does not saddle people who need help with a criminal record.
  • Deschutes County’s “Clean Slate Program” allows individuals the opportunity to remove arrest from their record and access a variety of services—including medical care and drug treatment—if they’re arrested or cited with possession of a controlled substance. Participants have the opportunity to meet with defense counsel privately to discuss their case and determine if they want to participate. The goal of this program is to identify the best intervention for each individual and shift the response strategy, providing a direct connection to health care and substance abuse treatment that could generate better sobriety and health outcomes.

Adopting a public health framework to inform public safety decisions is a critical intervention that has been successfully used by many public safety agencies in response to COVID-19, and should endure beyond this current crisis.

On behalf of our thoughtful and proactive prosecutors, we’re proud to partner with public health and safety stakeholders to develop key recommendations for a public health-oriented approach to the safety of incarcerated individuals, staff and our communities to keep all safe and healthy. The multi-disciplinary team of experts stand ready to provide resources and technical assistance to jurisdictions around the country who are creating actionable proposals to address these issues. These resources include, for example:

  • Experts in development of successful public health/criminal justice interventions;
  • Infectious disease experts and consultants within health departments across the country;
  • Criminal law legislative and administrative law experts; and
  • Experts in diversion programs and alternatives to incarceration.

We encourage jurisdictions looking to develop and implement actionable proposals for a public health framework for their criminal justice system response to pandemics such as COVID-19 to contact us for assistance and to be connected with our network of experts.

—Marlene Biener is Deputy General Counsel with the Association of Prosecuting Attorneys

 

Domestic Violence and Child Abuse Victims Are Being Silenced During Covid

By: Renee Williams

COVID Policing Victims May 11, 2020

Some nationwide statistics around domestic violence and child abuse have, perhaps surprisingly, gone down since the Coronavirus pandemic took hold, but they only mask a deadly underlying trend: The silencing of victims until it’s often too late.

In New York City, for example, we’ve been working with Safe Horizon, the largest domestic violence and victims’ services organization in the country, serving more than 250,000 children, adults and families. Since the pandemic took hold, they have seen a decrease in domestic violence hotline calls and in the use of domestic violence shelters, as well as decreased child abuse reports. But just because those numbers are down, it doesn’t mean that there is less violence and abuse happening.

Victims are less likely to call for help during the crisis because they’re trapped in their homes with their abusers, without the necessary privacy. In the past, they might have gone to the public library to make those calls or use those online chat services, but the libraries are closed. And when domestic violence victims might have gone to shelters in the past, concerns about the spread of the virus—particularly in New York City, the epicenter of the pandemic—are leading more people to say that they will “take their chances” at home, with their abusers, with potentially deadly results.

Likewise, child abuse reports are down. But we’re also seeing the lethality of child abuse cases spike disturbingly across the country. Police and child protective services aren’t seeing children, so they’re not able to report abuse. It means abusers are only showing up at emergency rooms when they’ve caused injuries so bad that they’re forced to get medical help for their victims.

One forensic interviewer in Virginia used to see dozens of children a week, she told the Washington Post, after they had been referred through conventional reporting channels. Now, she sees very few, and lies awake at night worrying about “the children that we’re not seeing.” At another children’s medical center in Texas, there have been three child deaths from severe abuse since mid-March, when the center typically sees four to six deaths a year, according to the Post’s excellent reporting on this issue.

As a technical assistance provider for the Safety and Justice Challenge, my organization specializes in helping jurisdictions around the country center the experience of victims in their efforts to reduce jail populations. We connect sites with experts and best practices, train and educate on trauma and victimization in incarcerated populations, and on victim-centered principles, to ensure that victims’ experiences are centered in criminal legal work.

We explored some of the ways jurisdictions are using technology to speed up the granting of restraining orders by remote technology at a recent webinar in partnership with the Association of Prosecuting Attorneys, for example. And we also encourage anyone concerned about the issues raised in this blog to contact our VictimConnect Hotline at 1-855-4VICTIM.

Jurisdictions across the country are doing a lot to ensure that victims’ needs are met with remote technology. But efforts to help vulnerable families are also complicated by underlying inequities.

Just as poorer households have suffered without access to the computers and Internet needed to get online for schooling, so, too, are they more likely to be without the technology and space to communicate privately as they seek help for abuse. Where teachers used to look for in-person signs of abuse like falling asleep in class, or stealing food, there are also fewer opportunities to do so in an online world. It’s impossible for teachers to see facial bruises if a child’s webcam isn’t working, for example, and that’s assuming that the child has been able to log on for classes, at all.

The resources are there to help, but we all need to begin with considering victims’ voices more intentionally. The biggest questions on the minds of those in our criminal justice systems around the country right now should be: “Who’s voice am I not hearing? Whose face am I not seeing?”

We can help folks to hear and see those victims before it’s too late.

–Renee Williams is the Executive Director of the National Center for Victims of Crime

 

How Crisis Intervention Training Can Help Police Officers Respond to People with Mental Illness

By: Annie Uetz

Behavioral Health Collaboration Policing April 8, 2020

With Des Moines—the state capitol—as its county seat, Polk County is the largest county in Iowa. Yet, despite continued population growth over the last 20 years, mental health funding for the county has remained stagnant. Like many jurisdictions across the United States, we are consistently seeking ways to work within these constraints to improve resources and treatment options for people with mental illness. This includes reducing the number of people with mental illness in jail, and diverting them to the treatment that they need and deserve.

Law enforcement officers are often the first point of contact for someone who is experiencing a mental health crisis. Because of this, one of the solutions our county has implemented is the introduction of Crisis Intervention Team (CIT) training in our law enforcement departments.

According to the Bureau of Justice Assistance’s online Police-Mental Health Collaboration Toolkit, CIT training is an extensive curriculum that teaches an approach to responding to people with mental illness. It emphasizes understanding of mental illness and incorporates the development of communication skills, practical experience, and role-playing. In 2012, the Des Moines Police Department made a commitment to train all new recruits in CIT.

CIT training has better prepared officers to work with individuals with mental illness. This has resulted in fewer arrests of people with mental illness, increased understanding of mental illness, and awareness of what to look for in people who might be in crisis. The Des Moines Police Department, along with all law enforcement agencies in Polk County, works closely with the Mobile Crisis Team that is dispatched through the police. In Fiscal Year 2017, the Mobile Crisis Team was dispatched over 1700 times. Only 15 of the individuals involved in these dispatches went to jail, while 507 were taken to the hospital.

With three deputies trained and working strictly with individuals experiencing a mental health crisis, the Polk County Sheriff’s Office also made a commitment to expand the use of CIT within the Sheriff’s Office and throughout the other law enforcement agencies in Polk County. Five additional deputies/officers were trained as CIT trainers and an official mental health team was formed. In February, Polk County was chosen as one of the Safety and Justice Challenge Innovation Fund sites, in part for their work on this issue. While small jurisdictions face several barriers to training—including the cost of pulling an officer off of street patrol, and the cost of the training itself—this grant will allow the Polk County Sheriff’s office to sponsor two additional CIT trainings at no extra cost. It will also enable one more office to be trained as a trainer.

Along with training seasoned peace officers, the Polk County Sheriff’s Office wanted to make sure CIT training was sustainable. Since most law enforcement in the State of Iowa trains at the Iowa Law Enforcement Academy (ILEA), Polk County partnered with ILEA, Broadlawns Medical Center, and NAMI of Greater Des Moines to add CIT Recruit Academy training to the Basic Academy curriculum. This allows CIT to be spread across Iowa to the state’s many rural communities.

We have learned several valuable lessons through this training expansion:

  • Having the right instructors is very important. Having both a CIT-trained officer along with a mental health professional is very beneficial to apply what is being taught to the peace officers’ duties.
  • It is also important for trainings to involve the voices of people with mental illness and their families. Our trainings offer panel discussions with these individuals, which helps law enforcement officers put a face to what they are learning.
  • Immersion experiences can give officers a glimpse into the lived experience of someone suffering from mental illness. We use Hearing Voices That Are Distressing, an experience that allows officers to understand the difficulties of daily living for someone who hears voices.
  • Educating officers on available community resources, and where individuals can be diverted is invaluable. Officers can’t divert someone from jail if they don’t know what the alternative options are.

Through these shared lessons, and the success Polk County has already experienced in reducing the number of people with mental illness in our jail, we remain committed to expanding and improving our CIT training capabilities to most effectively serve people in need of mental health treatment and services.